Xuan (SFC:ARA094) Li
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xuan (SFC:ARA094) Li ( ), a licensed former licensee with CE reference ARA094. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RCM Asia Pacific Limited | Rep | Type 1 — Dealing in securities | 2008-05-09 | 2009-10-02 |
| RCM Asia Pacific Limited | Rep | Type 4 — Advising on securities | 2008-05-09 | 2009-10-02 |