Colin Koon Nang Tse
謝貫能
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Colin Koon Nang Tse (謝貫能), a licensed Representative with CE reference ATR121. Currently licensed at 1 firm(s): PJT Partners (HK) Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| PJT Partners (HK) Limited | Rep | Type 1 — Dealing in securities | 2022-12-22 | present |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2021-10-19 | 2022-11-08 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
RO | Type 4 — Advising on securities | 2021-10-19 | 2022-11-08 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2019-04-16 | 2021-10-19 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2019-04-16 | 2021-10-19 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
RO | Type 1 — Dealing in securities | 2016-09-29 | 2018-11-23 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
RO | Type 4 — Advising on securities | 2016-09-29 | 2018-11-23 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
RO | Type 9 — Asset management | 2016-09-29 | 2018-11-23 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
Rep | Type 1 — Dealing in securities | 2013-01-28 | 2016-09-29 |
| Conning Asia Pacific Limited 康利亞太有限公司 |
Rep | Type 4 — Advising on securities | 2013-01-28 | 2016-09-29 |
| Pictet Asset Management (Hong Kong) Limited 瑞士百達資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-06-08 | 2012-12-06 |
| Pictet Asset Management (Hong Kong) Limited 瑞士百達資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-06-08 | 2012-12-06 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2010-12-28 | 2012-06-01 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2010-12-28 | 2012-06-01 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 9 — Asset management | 2010-12-28 | 2012-06-01 |
| RCM Asia Pacific Limited | Rep | Type 1 — Dealing in securities | 2009-09-07 | 2010-12-13 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2009-09-07 | 2010-02-08 |
| RCM Asia Pacific Limited | Rep | Type 9 — Asset management | 2009-09-07 | 2010-12-13 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 9 — Asset management | 2009-09-07 | 2010-02-08 |