Vera Ka Yi Lau
劉嘉怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vera Ka Yi Lau (劉嘉怡), a licensed former licensee with CE reference AQW236. Total licence records on file: 20.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Clearstream Fund Centre (Hong Kong) Limited 明訊基金服務平台(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2024-01-18 | 2026-02-25 |
| Clearstream Fund Centre (Hong Kong) Limited 明訊基金服務平台(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2024-01-18 | 2026-02-25 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-06-11 | 2023-09-11 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-06-11 | 2023-09-11 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 9 — Asset management | 2019-06-11 | 2023-09-11 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-10-17 | 2018-02-26 |
| JF International Management Inc. | Rep | Type 4 — Advising on securities | 2016-10-17 | 2018-02-26 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2016-10-17 | 2018-02-26 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2016-10-17 | 2018-02-26 |
| JF International Management Inc. | Rep | Type 9 — Asset management | 2016-10-17 | 2018-02-26 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 9 — Asset management | 2016-10-17 | 2018-02-26 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2016-10-17 | 2018-02-26 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 1 — Dealing in securities | 2013-05-13 | 2016-09-30 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 — Advising on securities | 2013-05-13 | 2016-09-30 |
| RCM Asia Pacific Limited | Rep | Type 1 — Dealing in securities | 2011-07-07 | 2013-05-11 |
| RCM Asia Pacific Limited | Rep | Type 4 — Advising on securities | 2011-07-07 | 2013-05-11 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 1 — Dealing in securities | 2009-02-13 | 2009-07-24 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 — Advising on securities | 2009-02-13 | 2009-07-24 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 1 — Dealing in securities | 2008-04-18 | 2009-01-22 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 — Advising on securities | 2008-04-18 | 2009-01-22 |