Miranda Yuen Ting Au
區婉婷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Miranda Yuen Ting Au (區婉婷), a licensed former licensee with CE reference AEK664. Total licence records on file: 21.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Gentleman Capital Limited 紳士資本有限公司 |
Rep | Type 9 — Asset management | 2021-11-03 | 2022-05-20 |
| Seyon Asset Management Limited 世安資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-08-16 | 2018-10-31 |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 1 — Dealing in securities | 2015-06-01 | 2015-08-24 |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-06-01 | 2015-08-24 |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 9 — Asset management | 2015-06-01 | 2015-08-24 |
| RCM Asia Pacific Limited | Rep | Type 1 — Dealing in securities | 2007-02-07 | 2015-05-31 |
| RCM Asia Pacific Limited | Rep | Type 2 — Dealing in futures contracts | 2007-02-07 | 2015-05-31 |
| RCM Asia Pacific Limited | Rep | Type 9 — Asset management | 2007-02-07 | 2015-05-31 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 9 — Asset management | 2006-08-29 | 2010-02-08 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2006-08-24 | 2010-02-08 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2003-12-06 | 2006-08-09 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2003-12-06 | 2006-08-09 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | present | 2006-08-09 |
| J.P. Morgan Futures Hong Kong Limited |
Rep | Type 2 — Dealing in futures contracts | present | 2003-12-06 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 — Advising on securities | present | 2006-08-09 |
| J.P. Morgan Futures Hong Kong Limited |
Rep | Type 5 — Advising on futures contracts | present | 2003-12-06 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-12-02 |
| J.P. Morgan Futures Hong Kong Limited |
Rep | Type 7 — Providing automated trading services | present | 2003-12-03 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 7 — Providing automated trading services | present | 2003-12-02 |
| J.P. Morgan Futures Hong Kong Limited |
Rep | Type 9 — Asset management | present | 2003-12-03 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 9 — Asset management | present | 2003-12-02 |