Wendy Wan Wah Lee
李允華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wendy Wan Wah Lee (李允華), a licensed Representative with CE reference BFD785. Currently licensed at 1 firm(s): Allianz Global Investors Asia Pacific Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 6.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 1 — Dealing in securities | 2020-07-06 | present |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-07-06 | present |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 4 — Advising on securities | 2015-06-01 | present |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 9 — Asset management | 2015-06-01 | present |
| RCM Asia Pacific Limited | Rep | Type 4 — Advising on securities | 2015-03-31 | 2015-05-31 |
| RCM Asia Pacific Limited | Rep | Type 9 — Asset management | 2015-03-31 | 2015-05-31 |