Michael John Negline
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael John Negline ( ), a licensed former licensee with CE reference AZA006. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 1 — Dealing in securities | 2015-06-01 | 2017-12-14 |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 4 — Advising on securities | 2015-06-01 | 2017-12-14 |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 9 — Asset management | 2015-06-01 | 2017-12-14 |
| RCM Asia Pacific Limited | Rep | Type 1 — Dealing in securities | 2012-02-27 | 2015-05-31 |
| RCM Asia Pacific Limited | Rep | Type 4 — Advising on securities | 2012-02-27 | 2015-05-31 |
| RCM Asia Pacific Limited | Rep | Type 9 — Asset management | 2012-02-27 | 2015-05-31 |