Desmond Ka Yiu Ng
吳家耀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Desmond Ka Yiu Ng (吳家耀), a licensed Representative with CE reference ACQ909. Currently licensed at 1 firm(s): UBS Asset Management (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 29.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2025-11-28 | present |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2025-11-28 | present |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2025-11-28 | present |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
RO | Type 9 — Asset management | 2016-01-04 | 2025-07-26 |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
RO | Type 1 — Dealing in securities | 2015-06-01 | 2025-07-26 |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
RO | Type 4 — Advising on securities | 2015-06-01 | 2025-07-26 |
| Allianz Global Investors Hong Kong Limited | RO | Type 1 — Dealing in securities | 2015-01-27 | 2015-05-31 |
| RCM Asia Pacific Limited | RO | Type 1 — Dealing in securities | 2015-01-27 | 2015-05-31 |
| Allianz Global Investors Hong Kong Limited | RO | Type 4 — Advising on securities | 2015-01-27 | 2015-05-31 |
| RCM Asia Pacific Limited | RO | Type 4 — Advising on securities | 2015-01-27 | 2015-05-31 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2014-10-29 | 2015-01-27 |
| RCM Asia Pacific Limited | Rep | Type 1 — Dealing in securities | 2014-10-29 | 2015-01-27 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 4 — Advising on securities | 2014-10-29 | 2015-01-27 |
| RCM Asia Pacific Limited | Rep | Type 4 — Advising on securities | 2014-10-29 | 2015-01-27 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2007-08-29 | 2014-08-08 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
RO | Type 1 — Dealing in securities | 2007-08-29 | 2014-08-08 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
RO | Type 4 — Advising on securities | 2007-08-29 | 2014-08-08 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-09-11 | 2007-08-29 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 1 — Dealing in securities | 2006-09-11 | 2007-08-29 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 4 — Advising on securities | 2006-09-11 | 2007-08-29 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2005-01-31 | 2006-08-18 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2005-01-31 | 2006-08-18 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
RO | Type 9 — Asset management | 2005-01-31 | 2006-08-18 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2005-01-06 | 2006-08-18 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 9 — Asset management | 2005-01-06 | 2006-08-18 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-01-31 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-01-15 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-15 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-15 |