Tsz Kin Ha

夏子健
CE No. AOQ887 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Kin Ha (夏子健), a licensed Representative with CE reference AOQ887. Currently licensed at 1 firm(s): Allianz Global Investors Asia Pacific Limited. Active regulated activities: Type 4 — Advising on securities; Type 5 — Advising on futures contracts; Type 9 — Asset management. Total licence records on file: 8.

Licence history

FirmRoleRegulated activityFromTo
Allianz Global Investors Asia Pacific Limited
安聯環球投資亞太有限公司
Rep Type 4 — Advising on securities 2015-06-01 present
Allianz Global Investors Asia Pacific Limited
安聯環球投資亞太有限公司
Rep Type 5 — Advising on futures contracts 2015-06-01 present
Allianz Global Investors Asia Pacific Limited
安聯環球投資亞太有限公司
Rep Type 9 — Asset management 2015-06-01 present
RCM Asia Pacific Limited Rep Type 4 — Advising on securities 2014-04-22 2015-05-31
RCM Asia Pacific Limited Rep Type 5 — Advising on futures contracts 2014-04-22 2015-05-31
RCM Asia Pacific Limited Rep Type 9 — Asset management 2014-04-22 2015-05-31
Income Partners Asset Management (HK) Limited
弘收投資管理(香港)有限公司
Rep Type 4 — Advising on securities 2007-04-25 2014-04-11
Income Partners Asset Management (HK) Limited
弘收投資管理(香港)有限公司
Rep Type 9 — Asset management 2007-04-25 2014-04-11

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