Gracia Yan Chi Fung

馮恩賜
CE No. ACA300 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gracia Yan Chi Fung (馮恩賜), a licensed former licensee with CE reference ACA300. Total licence records on file: 17.

Licence history

FirmRoleRegulated activityFromTo
Nexus Investment Advisors Limited
裕豐資產管理有限公司
Rep Type 1 — Dealing in securities 2021-05-26 2022-01-03
Nexus Investment Advisors Limited
裕豐資產管理有限公司
Rep Type 4 — Advising on securities 2021-05-26 2022-09-08
Nexus Investment Advisors Limited
裕豐資產管理有限公司
Rep Type 9 — Asset management 2021-05-26 2022-09-08
Nexus Investment Advisors Limited
裕豐資產管理有限公司
RO Type 1 — Dealing in securities 2020-11-10 2021-05-26
Nexus Investment Advisors Limited
裕豐資產管理有限公司
RO Type 4 — Advising on securities 2020-11-10 2021-05-26
Nexus Investment Advisors Limited
裕豐資產管理有限公司
RO Type 9 — Asset management 2020-11-10 2021-05-26
Nexus Investment Advisors Limited
裕豐資產管理有限公司
Rep Type 1 — Dealing in securities 2018-01-17 2020-11-10
Nexus Investment Advisors Limited
裕豐資產管理有限公司
Rep Type 4 — Advising on securities 2018-01-17 2020-11-10
Nexus Investment Advisors Limited
裕豐資產管理有限公司
Rep Type 9 — Asset management 2018-01-17 2020-11-10
Franklin Templeton Investments (Asia) Limited
富蘭克林鄧普頓投資(亞洲)有限公司
Rep Type 1 — Dealing in securities 2007-09-11 2016-02-04
Franklin Templeton Investments (Asia) Limited
富蘭克林鄧普頓投資(亞洲)有限公司
Rep Type 9 — Asset management 2007-08-01 2016-02-04
Templeton Asset Management Ltd Rep Type 9 — Asset management 2007-08-01 2012-04-01
RCM Asia Pacific Limited Rep Type 1 — Dealing in securities 2007-02-07 2007-07-16
RCM Asia Pacific Limited Rep Type 2 — Dealing in futures contracts 2007-02-07 2007-07-16
RCM Asia Pacific Limited Rep Type 9 — Asset management 2007-02-07 2007-07-16
Allianz Global Investors Hong Kong Limited Rep Type 1 — Dealing in securities 2006-09-20 2007-07-16
Allianz Global Investors Hong Kong Limited Rep Type 9 — Asset management 2006-09-20 2007-07-16

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