William Kent Rossiter II
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for William Kent Rossiter II, a licensed Responsible Officer with CE reference ACO709. Currently licensed at 1 firm(s): Allianz Global Investors Asia Pacific Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 5 — Advising on futures contracts; Type 9 — Asset management. Total licence records on file: 12.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Advising on futures contracts →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
RO | Type 1 — Dealing in securities | 2015-06-01 | present |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
RO | Type 2 — Dealing in futures contracts | 2015-06-01 | present |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
RO | Type 4 — Advising on securities | 2015-06-01 | present |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
RO | Type 5 — Advising on futures contracts | 2015-06-01 | present |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
RO | Type 9 — Asset management | 2015-06-01 | present |
| RCM Asia Pacific Limited | RO | Type 1 — Dealing in securities | 2007-01-12 | 2015-05-31 |
| RCM Asia Pacific Limited | RO | Type 2 — Dealing in futures contracts | 2007-01-12 | 2015-05-31 |
| RCM Asia Pacific Limited | RO | Type 4 — Advising on securities | 2007-01-12 | 2015-05-31 |
| RCM Asia Pacific Limited | RO | Type 5 — Advising on futures contracts | 2007-01-12 | 2015-05-31 |
| RCM Asia Pacific Limited | RO | Type 9 — Asset management | 2007-01-12 | 2015-05-31 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2006-09-20 | 2010-02-08 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 9 — Asset management | 2006-09-20 | 2010-02-08 |