Xiao (SFC:AXC316) Guo
郭曉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiao (SFC:AXC316) Guo (郭曉), a licensed former licensee with CE reference AXC316. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 4 — Advising on securities | 2015-06-01 | 2017-12-08 |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 9 — Asset management | 2015-06-01 | 2017-12-08 |
| RCM Asia Pacific Limited | Rep | Type 4 — Advising on securities | 2011-03-29 | 2015-05-31 |
| RCM Asia Pacific Limited | Rep | Type 9 — Asset management | 2011-03-29 | 2015-05-31 |