Yi Yan Lam
林怡恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yi Yan Lam (林怡恩), a licensed former licensee with CE reference AZE517. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Re Asset Management (Hong Kong) Company Limited 中再資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-02-08 | 2021-07-18 |
| China Re Asset Management (Hong Kong) Company Limited 中再資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2017-02-08 | 2021-07-18 |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 4 — Advising on securities | 2015-06-01 | 2016-10-03 |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 9 — Asset management | 2015-06-01 | 2016-10-03 |
| RCM Asia Pacific Limited | Rep | Type 4 — Advising on securities | 2012-03-16 | 2015-05-31 |
| RCM Asia Pacific Limited | Rep | Type 9 — Asset management | 2012-03-16 | 2015-05-31 |