Lindsey Diane Grubbs
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lindsey Diane Grubbs ( ), a licensed former licensee with CE reference AQN833. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Allianz Global Investors Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2008-08-29 | 2010-02-08 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 4 — Advising on securities | 2008-08-29 | 2010-02-08 |
| RCM Asia Pacific Limited | Rep | Type 1 — Dealing in securities | 2008-02-25 | 2010-03-31 |
| RCM Asia Pacific Limited | Rep | Type 4 — Advising on securities | 2008-02-25 | 2010-03-31 |