Louisa Wai Han Lee
李慧嫻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Louisa Wai Han Lee (李慧嫻), a licensed Representative with CE reference AMI284. Currently licensed at 1 firm(s): BOCI-Prudential Asset Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 9.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2013-09-27 | present |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2013-09-27 | present |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 9 — Asset management | 2013-09-27 | present |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2010-11-03 | 2012-07-06 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 9 — Asset management | 2010-11-03 | 2012-07-06 |
| RCM Asia Pacific Limited | Rep | Type 4 — Advising on securities | 2007-02-07 | 2010-07-31 |
| RCM Asia Pacific Limited | Rep | Type 9 — Asset management | 2007-02-07 | 2010-07-31 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 4 — Advising on securities | 2005-09-22 | 2010-02-08 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 9 — Asset management | 2005-09-22 | 2010-02-08 |