Joshua Hayden Smith
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joshua Hayden Smith ( ), a licensed former licensee with CE reference AQT055. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-08-07 | 2016-09-22 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-08-07 | 2016-09-22 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 4 — Advising on securities | 2008-12-09 | 2010-02-08 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 9 — Asset management | 2008-12-09 | 2010-02-08 |
| RCM Asia Pacific Limited | Rep | Type 4 — Advising on securities | 2008-11-07 | 2013-07-13 |
| RCM Asia Pacific Limited | Rep | Type 9 — Asset management | 2008-11-07 | 2013-07-13 |