William Jonathan Russell
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for William Jonathan Russell, a licensed Responsible Officer with CE reference BCL627. Currently licensed at 1 firm(s): Allianz Global Investors Asia Pacific Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
RO | Type 1 — Dealing in securities | 2021-11-11 | present |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
RO | Type 4 — Advising on securities | 2021-11-11 | present |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 1 — Dealing in securities | 2015-06-01 | 2021-11-11 |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 4 — Advising on securities | 2015-06-01 | 2021-11-11 |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 9 — Asset management | 2015-06-01 | 2022-06-21 |
| RCM Asia Pacific Limited | Rep | Type 1 — Dealing in securities | 2014-01-02 | 2015-05-31 |
| RCM Asia Pacific Limited | Rep | Type 4 — Advising on securities | 2014-01-02 | 2015-05-31 |
| RCM Asia Pacific Limited | Rep | Type 9 — Asset management | 2014-01-02 | 2015-05-31 |