Margo Cheuk Luen Chan
陳卓聯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Margo Cheuk Luen Chan (陳卓聯), a licensed Responsible Officer with CE reference AHY077. Currently licensed at 1 firm(s): Threadneedle Portfolio Services Hong Kong Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Threadneedle Portfolio Services Hong Kong Limited 天利投資管理香港有限公司 |
RO | Type 1 — Dealing in securities | 2016-04-01 | present |
| Threadneedle Portfolio Services Hong Kong Limited 天利投資管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2013-08-12 | 2016-04-01 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2009-04-20 | 2013-07-28 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2009-04-20 | 2013-07-28 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-10-31 | 2013-07-28 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2008-10-31 | 2013-07-28 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 9 — Asset management | 2008-10-31 | 2013-07-28 |
| RCM Asia Pacific Limited | Rep | Type 1 — Dealing in securities | 2007-02-07 | 2008-09-26 |
| RCM Asia Pacific Limited | Rep | Type 9 — Asset management | 2007-02-07 | 2008-09-26 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 9 — Asset management | 2005-02-25 | 2008-09-26 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2005-02-21 | 2008-09-26 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-09-27 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-09-27 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-04-28 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2004-04-28 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
Rep | Type 9 — Asset management | present | 2004-04-28 |