Ka Kin Lo
盧家健
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Kin Lo (盧家健), a licensed Responsible Officer with CE reference AON053. Currently licensed at 1 firm(s): Baillie Gifford Asia (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Baillie Gifford Asia (Hong Kong) Limited 柏基亞洲(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2023-07-28 | present |
| Baillie Gifford Asia (Hong Kong) Limited 柏基亞洲(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-10-21 | 2023-07-28 |
| Pictet Asset Management (Hong Kong) Limited 瑞士百達資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-04-15 | 2019-09-30 |
| Pictet Asset Management (Hong Kong) Limited 瑞士百達資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2013-04-15 | 2019-09-30 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2007-03-29 | 2013-03-11 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 4 — Advising on securities | 2007-03-29 | 2013-03-11 |