Maurice Kai Ming Mak
麥楷明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Maurice Kai Ming Mak (麥楷明), a licensed former licensee with CE reference AWC707. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| VMS Asset Management Limited 鼎珮資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-10-30 | 2020-12-14 |
| VMS Asset Management Limited 鼎珮資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-12-21 | 2019-04-26 |
| VMS Securities Limited 鼎珮證券有限公司 |
RO | Type 4 — Advising on securities | 2017-10-16 | 2019-04-26 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 4 — Advising on securities | 2013-08-15 | 2017-10-16 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 9 — Asset management | 2013-08-15 | 2019-03-20 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2010-10-21 | 2010-11-12 |