Chi Yan Lau
劉智仁
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Yan Lau (劉智仁), a licensed Representative with CE reference ARN514. Currently licensed at 1 firm(s): Allianz Global Investors Asia Pacific Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 1 — Dealing in securities | 2015-06-01 | present |
| Allianz Global Investors Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2011-03-01 | 2015-05-31 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2009-04-20 | 2010-01-29 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2009-04-20 | 2010-01-29 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-08-19 | 2010-01-29 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2008-08-19 | 2010-01-29 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 9 — Asset management | 2008-08-19 | 2010-01-29 |