Elsie Oi Sze Chan
陳愛詩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Elsie Oi Sze Chan (陳愛詩), a licensed Responsible Officer with CE reference AJG217. Currently licensed at 1 firm(s): T. Rowe Price Hong Kong Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
RO | Type 1 — Dealing in securities | 2015-10-28 | present |
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
RO | Type 4 — Advising on securities | 2015-10-28 | present |
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
Rep | Type 1 — Dealing in securities | 2015-09-29 | 2015-10-28 |
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
Rep | Type 4 — Advising on securities | 2015-09-29 | 2015-10-28 |
| T. Rowe Price Hong Kong Limited 普徠仕香港有限公司 |
Rep | Type 9 — Asset management | 2015-09-29 | 2021-09-24 |
| UBS Asset Management (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2012-09-12 | 2015-07-18 |
| UBS Asset Management (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2012-09-12 | 2015-07-18 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2006-07-28 | 2012-09-12 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2006-07-28 | 2015-07-18 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 9 — Asset management | 2005-05-04 | 2006-06-02 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2004-11-24 | 2006-06-02 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2004-11-24 | 2006-06-02 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 4 — Advising on securities | 2003-11-14 | 2004-11-23 |