Dennis Chun Fai Lau
劉振輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dennis Chun Fai Lau (劉振輝), a licensed former licensee with CE reference AAW772. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aviva Portfolio Investment Services Limited |
RO | Type 1 — Dealing in securities | 2009-04-30 | 2009-05-15 |
| FWD Financial Planning Limited 富衛財務策劃有限公司 |
Rep | Type 4 — Advising on securities | 2007-05-21 | 2008-10-08 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 4 — Advising on securities | 2006-04-12 | 2007-01-10 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2005-05-04 | 2007-01-10 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 4 — Advising on securities | 2003-11-13 | 2005-08-03 |