Yuen Yung Wan
溫婉容
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuen Yung Wan (溫婉容), a licensed former licensee with CE reference ACS519. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
RO | Type 1 — Dealing in securities | 2011-10-19 | 2023-12-20 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
RO | Type 4 — Advising on securities | 2011-10-19 | 2023-12-20 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-02 | 2011-10-19 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2011-08-02 | 2011-10-19 |
| Allianz Global Investors Hong Kong Limited | RO | Type 1 — Dealing in securities | 2005-12-06 | 2009-01-10 |
| Allianz Global Investors Hong Kong Limited | RO | Type 4 — Advising on securities | 2005-12-06 | 2009-01-10 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2003-05-21 | 2005-12-06 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 4 — Advising on securities | 2003-05-21 | 2005-12-06 |
| SG Asset Management (Hong Kong) Limited 法國興業資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | present | 2003-04-09 |