Tze Ling Yu
余子玲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tze Ling Yu (余子玲), a licensed Responsible Officer with CE reference ADT381. Currently licensed at 1 firm(s): Allianz Global Investors Asia Pacific Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
RO | Type 1 — Dealing in securities | 2015-06-01 | present |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
RO | Type 4 — Advising on securities | 2015-06-01 | present |
| Allianz Global Investors Hong Kong Limited | RO | Type 1 — Dealing in securities | 2014-01-07 | 2015-05-31 |
| Allianz Global Investors Hong Kong Limited | RO | Type 4 — Advising on securities | 2014-01-07 | 2015-05-31 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2011-06-10 | 2014-01-07 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 4 — Advising on securities | 2011-06-10 | 2014-01-07 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2004-01-13 | 2011-05-28 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 1 — Dealing in securities | 2004-01-13 | 2011-05-28 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 4 — Advising on securities | 2004-01-13 | 2005-03-22 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2004-01-13 | 2005-03-15 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-12-19 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-12-19 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-12-19 |