Siu Wing Hui
許小榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Wing Hui (許小榮), a licensed former licensee with CE reference ACM355. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Allianz Global Investors Hong Kong Limited | RO | Type 1 — Dealing in securities | 2011-06-20 | 2015-04-30 |
| Allianz Global Investors Hong Kong Limited | RO | Type 4 — Advising on securities | 2011-06-20 | 2015-04-30 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2010-12-17 | 2011-06-20 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 4 — Advising on securities | 2010-12-17 | 2011-06-20 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 9 — Asset management | 2010-12-17 | 2011-06-30 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
RO | Type 1 — Dealing in securities | present | 2005-10-31 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
RO | Type 4 — Advising on securities | present | 2005-10-31 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2005-10-31 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-05-04 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
RO | Type 7 — Providing automated trading services | present | 2004-05-04 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 |
RO | Type 9 — Asset management | present | 2004-05-04 |