Hon Kit Lee
李漢傑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hon Kit Lee (李漢傑), a licensed Representative with CE reference ADO606. Currently licensed at 1 firm(s): GAOYU SECURITIES LIMITED. Active regulated activities: Type 1 — Dealing in securities; Type 9 — Asset management. Total licence records on file: 23.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GAOYU SECURITIES LIMITED 高裕證券有限公司 |
Rep | Type 1 — Dealing in securities | 2025-03-17 | present |
| GAOYU SECURITIES LIMITED 高裕證券有限公司 |
Rep | Type 9 — Asset management | 2025-03-17 | present |
| Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2022-03-24 | 2022-06-10 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
RO | Type 1 — Dealing in securities | 2012-07-31 | 2021-09-17 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
RO | Type 4 — Advising on securities | 2012-07-31 | 2021-09-17 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
RO | Type 9 — Asset management | 2012-07-31 | 2021-09-17 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2012-02-09 | 2012-07-31 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2012-02-09 | 2012-07-31 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
Rep | Type 9 — Asset management | 2012-02-09 | 2012-07-31 |
| UBS Asset Management (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2008-06-17 | 2011-11-11 |
| UBS Asset Management (Hong Kong) Limited | RO | Type 9 — Asset management | 2008-06-17 | 2011-11-11 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2008-01-28 | 2008-06-17 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2008-01-28 | 2008-06-17 |
| Allianz Global Investors Hong Kong Limited | RO | Type 1 — Dealing in securities | 2007-06-15 | 2007-12-08 |
| Allianz Global Investors Hong Kong Limited | RO | Type 4 — Advising on securities | 2007-06-15 | 2007-12-08 |
| Allianz Global Investors Hong Kong Limited | RO | Type 9 — Asset management | 2007-06-15 | 2007-12-08 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 4 — Advising on securities | 2006-04-12 | 2007-06-15 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2005-04-08 | 2007-06-15 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 4 — Advising on securities | 2003-06-16 | 2005-08-03 |
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-05-05 |
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-05-05 |
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-05-05 |
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 |
Rep | Type 9 — Asset management | present | 2003-05-05 |