Michael Lee Mon
文嘉明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael Lee Mon (文嘉明), a licensed former licensee with CE reference AMU524. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
RO | Type 2 — Dealing in futures contracts | 2007-04-30 | 2010-12-17 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
RO | Type 5 — Advising on futures contracts | 2007-04-30 | 2010-12-17 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 1 — Dealing in securities | 2006-07-06 | 2010-12-17 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 — Advising on securities | 2006-07-06 | 2010-12-17 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 5 — Advising on futures contracts | 2006-07-06 | 2007-04-30 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 9 — Asset management | 2006-07-06 | 2010-12-17 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 — Advising on securities | 2005-12-12 | 2005-12-16 |