Carrie Kai Li Cheung
張佳俐
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carrie Kai Li Cheung (張佳俐), a licensed former licensee with CE reference AMN619. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2015-03-11 | 2016-09-02 |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2015-03-11 | 2016-09-02 |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-03-11 | 2016-09-02 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2009-03-13 | 2013-11-04 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2009-03-10 | 2013-11-04 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2009-03-10 | 2013-11-04 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2009-03-10 | 2013-11-04 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 1 — Dealing in securities | 2006-01-13 | 2008-10-10 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 — Advising on securities | 2006-01-13 | 2008-10-10 |