Chi Lap Chan
陳志立
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Lap Chan (陳志立), a licensed Responsible Officer with CE reference ATD881. Currently licensed at 1 firm(s): UBS Securities Asia Limited. Active regulated activities: Type 4 — Advising on securities. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | RO | Type 4 — Advising on securities | 2026-05-05 | present |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | 2011-01-11 | 2026-05-05 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 1 — Dealing in securities | 2009-06-24 | 2010-12-31 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 — Advising on securities | 2009-06-24 | 2010-12-31 |