Peter Jarvis Henricks
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peter Jarvis Henricks ( ), a licensed former licensee with CE reference AER025. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cambridge Strategy (Asset Management) Asia Limited, The |
RO | Type 4 — Advising on securities | 2007-04-10 | 2008-04-01 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
RO | Type 1 — Dealing in securities | present | 2003-06-30 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
RO | Type 4 — Advising on securities | present | 2003-06-30 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2003-06-30 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-06-30 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
RO | Type 9 — Asset management | present | 2003-06-30 |