James Edward Hullah
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Edward Hullah, a licensed Responsible Officer with CE reference BEC495. Currently licensed at 1 firm(s): AllianceBernstein Hong Kong Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 5 — Advising on futures contracts. Total licence records on file: 8.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Advising on futures contracts →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
RO | Type 1 — Dealing in securities | 2022-12-01 | present |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
RO | Type 2 — Dealing in futures contracts | 2022-12-01 | present |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
RO | Type 4 — Advising on securities | 2022-12-01 | present |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
RO | Type 5 — Advising on futures contracts | 2022-12-01 | present |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 1 — Dealing in securities | 2014-09-12 | 2022-12-01 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-09-12 | 2022-12-01 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 — Advising on securities | 2014-09-12 | 2022-12-01 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 5 — Advising on futures contracts | 2014-09-12 | 2022-12-01 |