Dion Cooney
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dion Cooney ( ), a licensed former licensee with CE reference BIY269. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
RO | Type 1 — Dealing in securities | 2023-09-12 | 2025-05-06 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
RO | Type 2 — Dealing in futures contracts | 2023-09-12 | 2025-05-06 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
RO | Type 4 — Advising on securities | 2023-09-12 | 2025-05-06 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
RO | Type 5 — Advising on futures contracts | 2023-09-12 | 2025-05-06 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 1 — Dealing in securities | 2023-04-11 | 2023-04-14 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2023-04-11 | 2023-04-14 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 1 — Dealing in securities | 2019-11-11 | 2020-01-22 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-11-11 | 2020-01-22 |
| Virtu ITG Hong Kong Limited |
RO | Type 1 — Dealing in securities | 2017-12-29 | 2019-08-29 |
| Virtu ITG Hong Kong Limited |
RO | Type 7 — Providing automated trading services | 2017-12-29 | 2019-08-29 |
| Virtu ITG Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2017-01-16 | 2017-12-29 |
| Virtu ITG Hong Kong Limited |
Rep | Type 7 — Providing automated trading services | 2017-01-16 | 2017-12-29 |