Suzanne To Quan Ton
孫素君
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Suzanne To Quan Ton (孫素君), a licensed Representative with CE reference AAZ188. Currently licensed at 1 firm(s): Pegasus Fund Managers Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 12.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pegasus Fund Managers Limited 東驥基金管理有限公司 |
Rep | Type 1 — Dealing in securities | 2018-09-10 | present |
| Pegasus Fund Managers Limited 東驥基金管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-09-10 | present |
| Pegasus Fund Managers Limited 東驥基金管理有限公司 |
Rep | Type 9 — Asset management | 2018-09-10 | present |
| Grand Partners Investment Consultants Limited 利盟投資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2016-11-03 | 2018-01-02 |
| Grand Partners Asset Management Limited 利盟資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-11-03 | 2018-01-02 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-11-28 | 2015-03-16 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 5 — Advising on futures contracts | 2006-12-12 | 2009-04-02 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 9 — Asset management | 2006-12-12 | 2009-04-02 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
RO | Type 1 — Dealing in securities | 2006-12-12 | 2009-04-02 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
RO | Type 4 — Advising on securities | 2006-12-12 | 2009-04-02 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 1 — Dealing in securities | 2003-08-26 | 2006-12-12 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 — Advising on securities | 2003-08-26 | 2006-12-12 |