Alex Krystal Yao
姚文詠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alex Krystal Yao (姚文詠), a licensed Responsible Officer with CE reference ACS438. Currently licensed at 1 firm(s): HFS Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HFS Asset Management Limited | RO | Type 4 — Advising on securities | 2025-02-04 | present |
| HFS Asset Management Limited | RO | Type 9 — Asset management | 2025-02-04 | present |
| HFS Asset Management Limited | Rep | Type 4 — Advising on securities | 2024-06-28 | 2025-02-04 |
| HFS Asset Management Limited | Rep | Type 9 — Asset management | 2024-06-28 | 2025-02-04 |
| China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-02-06 | 2018-02-02 |
| China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-02-06 | 2018-02-02 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 4 — Advising on securities | 2012-10-15 | 2014-07-25 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2012-01-17 | 2014-07-25 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 1 — Dealing in securities | 2012-01-17 | 2014-07-25 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 9 — Asset management | 2012-01-17 | 2014-07-25 |
| Moody's Investors Service Hong Kong Limited | Rep | Type 10 — Providing credit rating services | 2011-08-29 | 2011-11-15 |
| Orion Investment Management Limited | RO | Type 4 — Advising on securities | 2010-10-21 | 2010-12-10 |
| Orion Investment Management Limited | Rep | Type 4 — Advising on securities | 2010-08-24 | 2010-10-21 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
RO | Type 4 — Advising on securities | 2006-08-07 | 2008-05-30 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 1 — Dealing in securities | 2006-07-20 | 2008-05-30 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 5 — Advising on futures contracts | 2006-07-20 | 2008-05-30 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 9 — Asset management | 2006-07-20 | 2008-05-30 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 — Advising on securities | 2003-08-30 | 2006-08-07 |