HFS Asset Management Limited

CE No. ADF849 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for HFS Asset Management Limited, a Hong Kong-based licensed corporation with CE reference ADF849. Currently licensed for regulated activity type(s) 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 4 (total recorded over time: 25).

More firms doing Advising on securities →More firms doing Asset management →

Registered address

Suite P, 18/F, Chinaweal Centre, 414-424 Jaffe Road, Causeway Bay

Licence history

Activity	From	To
Type 4 — Advising on securities	present	present
Type 9 — Asset management	present	present
Type 6 — Advising on corporate finance	present	2005-02-23

Licensed staff (all-time) (25)
Active on date

4 Advising on securities 6 Advising on corporate finance 9 Asset management

RO only

Name	Activities	First licensed	To
David Robert Bojan	RO 4, 6, 9	Pre-2003	Present
Denis Celata	RO 4, 9	2007-03	2009-12
Chun Wah (SFC:ABF181) Chan 陳振華	RO 4, 9 Rep 4, 6, 9	Pre-2003	2014-03
Gordon Couch	RO 4, 9 Rep 4, 9	2015-03	2016-04
Charles Henry Dickson	RO 4, 9	2005-07	2014-09
Michael Brady Roberts	RO 4, 9 Rep 4, 9	2013-01	Present
Alex Krystal Yao 姚文詠	RO 4, 9 Rep 4, 9	2024-06	Present
Chi Kong (SFC:AMY504) Chan 陳子江	Rep 4	2007-12	2008-02
Koon Har Chan 陳貫霞	Rep 4	2011-10	2020-04
Kwok Lung (SFC:ADF368) Chan 陳國龍	Rep 4, 9	2005-12	2009-09
Idy Yin Fong Chung 鍾燕芳	Rep 4, 9	2013-12	2023-11
Clifford John Harkins	Rep 4, 6, 9	Pre-2003	2003-04
Natravee Hongsuwan 張雪	Rep 4	2009-12	2010-05
Edward Ketterer 何猷良	Rep 4	2008-04	2008-04
Yuk Hing Kwan 關玉卿	Rep 9	2003-06	2005-07
Pok Luen Man	Rep 4	2008-07	2008-07
Melanie Jane Nutbeam	Rep 4, 9	2012-01	Present
Ofra Sueh Hung Ou 歐雪虹	Rep 4, 9	2005-08	2010-05
Amanda Dawn Slee	Rep 4, 6, 9	Pre-2003	2003-09
Ross Allen Smith	Rep 4, 9	2007-01	2007-10
Garry Maxwell Stuchbery	Rep 4, 9	2007-06	2009-03
Brian Anthony Taylor	Rep 4, 9	2010-02	2022-02
Deliana Gueorguieva Totkova	Rep 4, 9	2008-12	2010-02
Masaharu Ushiyama 牛山政治	Rep 4, 9	2009-04	2010-05
Pui Chun (SFC:AFE743) Wong 黃佩珍	Rep 4, 6, 9	Pre-2003	2006-10