Michael Brady Roberts

CE No. BAN048 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael Brady Roberts, a licensed Responsible Officer with CE reference BAN048. Currently licensed at 1 firm(s): HFS Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 4.

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Licence history

FirmRoleRegulated activityFromTo
HFS Asset Management Limited RO Type 4 — Advising on securities 2014-08-11 present
HFS Asset Management Limited RO Type 9 — Asset management 2014-08-11 present
HFS Asset Management Limited Rep Type 4 — Advising on securities 2013-01-15 2014-08-11
HFS Asset Management Limited Rep Type 9 — Asset management 2013-01-15 2014-08-11

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