Eric Kar Hang Liu
廖嘉恒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Eric Kar Hang Liu (廖嘉恒), a licensed Responsible Officer with CE reference BBM579. Currently licensed at 1 firm(s): AllianceBernstein Hong Kong Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 5 — Advising on futures contracts; Type 9 — Asset management. Total licence records on file: 20.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Advising on futures contracts →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
RO | Type 2 — Dealing in futures contracts | 2025-03-13 | present |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
RO | Type 5 — Advising on futures contracts | 2025-03-13 | present |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
RO | Type 1 — Dealing in securities | 2024-08-16 | present |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
RO | Type 4 — Advising on securities | 2024-08-16 | present |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
RO | Type 9 — Asset management | 2024-08-16 | present |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 1 — Dealing in securities | 2023-08-03 | 2024-08-16 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2023-08-03 | 2025-03-13 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 — Advising on securities | 2023-08-03 | 2024-08-16 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 5 — Advising on futures contracts | 2023-08-03 | 2025-03-13 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 9 — Asset management | 2023-08-03 | 2024-08-16 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2019-06-19 | 2023-01-27 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-06-19 | 2023-01-27 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-06-19 | 2023-01-27 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-09-15 | 2019-06-06 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-06-02 | 2019-06-06 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2015-06-02 | 2019-06-06 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2015-06-02 | 2019-06-06 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2014-07-18 | 2015-03-09 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2013-07-05 | 2014-06-06 |
| Harvest Global Investments Limited 嘉實國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2013-07-05 | 2014-06-06 |