Christopher John Bricker
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christopher John Bricker ( ), a licensed former licensee with CE reference AXS488. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 — Advising on securities | 2019-02-14 | 2019-02-15 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 — Advising on securities | 2018-04-16 | 2018-04-18 |