Rie Shibuya
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rie Shibuya ( ), a licensed former licensee with CE reference ANZ952. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
RO | Type 1 — Dealing in securities | 2008-01-03 | 2012-12-31 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
RO | Type 2 — Dealing in futures contracts | 2008-01-03 | 2012-12-31 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
RO | Type 4 — Advising on securities | 2008-01-03 | 2012-12-31 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
RO | Type 5 — Advising on futures contracts | 2008-01-03 | 2012-12-31 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-02-06 | 2008-01-03 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 — Advising on securities | 2007-02-06 | 2008-01-03 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 5 — Advising on futures contracts | 2007-02-06 | 2008-01-03 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 1 — Dealing in securities | 2006-09-27 | 2008-01-03 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 9 — Asset management | 2006-09-27 | 2012-12-31 |