Charmian Shu Mong Wan
溫紓望
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charmian Shu Mong Wan (溫紓望), a licensed Responsible Officer with CE reference AXM230. Currently licensed at 1 firm(s): Man Investments (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2023-10-03 | present |
| Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 |
RO | Type 4 — Advising on securities | 2023-10-03 | present |
| Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2022-08-30 | 2023-10-02 |
| Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 |
RO | Type 4 — Advising on securities | 2022-08-30 | 2023-10-02 |
| Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-01-15 | 2022-08-30 |
| Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-01-15 | 2022-08-30 |
| Lazard Asset Management (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2015-05-13 | 2017-12-03 |
| Lazard Asset Management (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2015-05-13 | 2017-12-03 |
| BlueBay Hong Kong Limited |
RO | Type 1 — Dealing in securities | 2011-12-13 | 2013-11-30 |