Yingwen Lu
盧盈文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yingwen Lu (盧盈文), a licensed Representative with CE reference BAH630. Currently licensed at 1 firm(s): Lazard Asset Management (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 7.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lazard Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2026-02-23 | present |
| Lazard Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2018-12-20 | present |
| Lazard Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2018-12-20 | present |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 4 — Advising on securities | 2016-06-06 | 2018-12-18 |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 9 — Asset management | 2016-06-06 | 2018-12-18 |
| Samsung Asset Management (Hong Kong) Limited 三星資產運用(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-11-12 | 2016-06-01 |
| Samsung Asset Management (Hong Kong) Limited 三星資產運用(香港)有限公司 |
Rep | Type 9 — Asset management | 2012-11-12 | 2016-06-01 |