Rupert Dickie Hope
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rupert Dickie Hope ( ), a licensed former licensee with CE reference BHM098. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lazard Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2018-06-11 | 2018-06-12 |
| Lazard Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2018-06-11 | 2018-06-12 |
| Lazard Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2017-11-13 | 2017-11-14 |
| Lazard Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2017-11-13 | 2017-11-14 |
| Lazard Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2016-09-22 | 2016-09-26 |
| Lazard Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2016-09-22 | 2016-09-26 |
| Lazard Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2016-05-17 | 2016-05-21 |
| Lazard Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2016-05-17 | 2016-05-21 |