Pyramis Global Advisors (Hong Kong) Limited

CE No. ARG198 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pyramis Global Advisors (Hong Kong) Limited (), a Hong Kong-based licensed corporation with CE reference ARG198. Current licensed staff on file: 0 (total recorded over time: 26). Earliest licence on file: 2008-07-29.

Licence history

ActivityFromTo
Type 1 — Dealing in securities 2008-12-11 2013-11-15
Type 4 — Advising on securities 2008-07-29 2014-11-21
Type 5 — Advising on futures contracts 2008-07-29 2013-11-15
Type 9 — Asset management 2008-07-29 2014-11-21

Licensed staff (all-time) (26)
Active on date

Name Activities First licensed To
Robert S Bao RO 1, 4, 5, 9 2008-07 2011-09
Henry Yue Hung Chan 陳裕雄 RO 1, 4, 5, 9 Rep 1, 4, 5, 9 2011-01 2013-11
Young Duchung Chin RO 1, 4, 5, 9 2008-07 2013-12
Markus Karl Eugen Eichacker RO 4, 9 2013-11 2014-11
Christopher James Goudie RO 4, 5, 9 2008-07 2008-12
Pamela Ruddick Holding RO 4, 9 2014-01 2014-11
Sharon Yau Lecornu 邱思安 RO 4, 9 2013-11 2014-11
Bruce Andrew MacDonald RO 4 Rep 4, 5, 9 2012-06 2014-11
Neil Alexander MacKay RO 4, 9 Rep 1, 4, 5, 9 2011-05 2014-04
Patrick James Mc Nelis RO 1 2009-09 2010-02
Siew Shen Tan 陳修賢 RO 1 Rep 1, 4 2010-06 2013-02
Kam Nam Tse 謝淦楠 RO 4 Rep 4, 5 2008-08 2014-11
Kevin Charles Uebelein RO 1, 4, 5, 9 2008-12 2012-03
Shahrum Badkoubei Rep 4, 5, 9 2009-11 2014-04
Tsz Yeung (SFC:BCD049) Ho 何子洋 Rep 4 2013-10 2014-04
Alison Chui Yin Law 羅翠妍 Rep 4, 5, 9 2008-10 2013-09
Chul Kon Lee Rep 4, 5 2011-08 2014-04
Wendy Jing Yi Li 李靜儀 Rep 9 2011-07 2014-04
Chi Hang (SFC:AFV477) Lo 盧志恆 Rep 4, 5 2008-08 2014-04
Joseph Hartley Morgart Rep 1 2009-10 2013-11
Wing Hey Pang 彭永希 Rep 1, 4, 5, 9 2012-08 2014-04
Eun Young Park 朴恩映 Rep 1 2010-08 2013-11
John G. Power III Rep 1 2009-04 2012-03
Thomas Edward Quarmby Rep 4, 5, 9 2013-02 2014-04
Jing Shang 尚晶 Rep 1 2011-10 2013-10
Yoshinari Yamada 山田良成 Rep 4, 5 2008-12 2013-09
Showing 1–26 of 26

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