Kevin Kei Tung Lui
呂紀東
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kevin Kei Tung Lui (呂紀東), a licensed Responsible Officer with CE reference BAO165. Currently licensed at 1 firm(s): DWS Investments Hong Kong Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
RO | Type 1 — Dealing in securities | 2018-02-14 | present |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-02-14 | present |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 1 — Dealing in securities | 2016-07-18 | 2018-02-14 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-07-18 | 2018-02-14 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2015-08-07 | 2016-06-21 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-08-07 | 2016-06-21 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-05-31 | 2015-07-02 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2012-12-03 | 2015-07-02 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2012-12-03 | 2013-08-31 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2012-12-03 | 2013-08-31 |