Chia Ling (SFC:ADV930) Chen
陳佳鈴
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chia Ling (SFC:ADV930) Chen (陳佳鈴), a licensed former licensee with CE reference ADV930. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Oceanpine Capital Management Limited |
RO | Type 9 — Asset management | 2019-01-15 | 2019-06-30 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
RO | Type 9 — Asset management | 2012-10-15 | 2014-10-31 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2011-10-12 | 2014-10-31 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
Rep | Type 9 — Asset management | 2009-11-26 | 2012-10-15 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
RO | Type 4 — Advising on securities | 2009-11-26 | 2014-10-31 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2009-10-22 | 2009-11-26 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
RO | Type 1 — Dealing in securities | 2009-05-04 | 2009-08-01 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
RO | Type 4 — Advising on securities | 2009-05-04 | 2009-08-01 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 1 — Dealing in securities | 2006-02-27 | 2009-05-04 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 4 — Advising on securities | 2006-02-27 | 2009-05-04 |