Yuen Fun Fung
馮婉芬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuen Fun Fung (馮婉芬), a licensed former licensee with CE reference AEX954. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 1 — Dealing in securities | 2023-05-23 | 2024-06-14 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2013-10-29 | 2022-01-03 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2013-10-29 | 2022-01-03 |
| NNIP Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2011-10-19 | 2013-07-26 |
| NNIP Hong Kong Limited | Rep | Type 4 — Advising on securities | 2011-10-19 | 2013-07-26 |
| KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司 |
Rep | Type 1 — Dealing in securities | 2007-05-16 | 2009-07-14 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-02-07 | 2007-05-11 |
| Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2007-02-07 | 2007-05-11 |
| OppenheimerFunds International Distributor Limited |
Rep | Type 1 — Dealing in securities | 2003-12-19 | 2006-12-31 |
| OppenheimerFunds International Distributor Limited |
Rep | Type 4 — Advising on securities | 2003-12-19 | 2006-12-31 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-05-31 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-05-31 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-05-31 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-05-31 |