Yuyu Peng
彭煜宇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuyu Peng (彭煜宇), a licensed Representative with CE reference ATV436. Currently licensed at 1 firm(s): Schroder Investment Management (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 15.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2024-08-16 | present |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2024-08-16 | present |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2024-08-16 | present |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
RO | Type 1 — Dealing in securities | 2019-03-07 | 2024-08-15 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
RO | Type 4 — Advising on securities | 2019-03-07 | 2024-08-15 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
RO | Type 9 — Asset management | 2019-03-07 | 2024-08-15 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 1 — Dealing in securities | 2018-09-24 | 2019-03-07 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 4 — Advising on securities | 2018-09-24 | 2019-03-07 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 9 — Asset management | 2018-09-24 | 2019-03-07 |
| Asia Climate Partners Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2017-09-11 | 2018-09-21 |
| Asia Climate Partners Hong Kong Limited | Rep | Type 4 — Advising on securities | 2017-09-11 | 2018-09-21 |
| Oaktree Capital (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2012-01-31 | 2014-10-10 |
| Oaktree Capital (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2012-01-31 | 2014-10-10 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
Rep | Type 4 — Advising on securities | 2009-11-05 | 2011-12-14 |
| Rothschild & Co Hong Kong Limited 羅斯柴爾德恩可香港有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-11-05 | 2011-12-14 |