Edouard Fernen Peter
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Edouard Fernen Peter ( ), a licensed former licensee with CE reference AGO822. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
RO | Type 9 — Asset management | 2005-08-12 | 2009-04-01 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
RO | Type 1 — Dealing in securities | 2005-06-09 | 2009-04-01 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
RO | Type 4 — Advising on securities | 2005-06-09 | 2009-04-01 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RO | Type 1 — Dealing in securities | present | 2005-08-12 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RO | Type 4 — Advising on securities | present | 2005-08-12 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-01-08 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
RO | Type 9 — Asset management | present | 2004-01-08 |