Mark Wen Wai Cho
曹文偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mark Wen Wai Cho (曹文偉), a licensed former licensee with CE reference AQQ328. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 1 — Dealing in securities | 2008-03-17 | 2013-10-11 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 4 — Advising on securities | 2008-03-17 | 2013-10-11 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 9 — Asset management | 2008-03-17 | 2013-10-11 |