Sean Patrick Paul Taylor
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sean Patrick Paul Taylor, a licensed Responsible Officer with CE reference BGH025. Currently licensed at 1 firm(s): Matthews Global Investors (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 12.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Matthews Global Investors (Hong Kong) Limited 銘基環球投資(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2023-12-27 | present |
| Matthews Global Investors (Hong Kong) Limited 銘基環球投資(香港)有限公司 |
RO | Type 4 — Advising on securities | 2023-12-27 | present |
| Matthews Global Investors (Hong Kong) Limited 銘基環球投資(香港)有限公司 |
RO | Type 9 — Asset management | 2023-12-27 | present |
| Matthews Global Investors (Hong Kong) Limited 銘基環球投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2023-11-08 | 2023-12-27 |
| Matthews Global Investors (Hong Kong) Limited 銘基環球投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2023-11-08 | 2023-12-27 |
| Matthews Global Investors (Hong Kong) Limited 銘基環球投資(香港)有限公司 |
Rep | Type 9 — Asset management | 2023-11-08 | 2023-12-27 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
RO | Type 1 — Dealing in securities | 2016-02-12 | 2023-06-30 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
RO | Type 4 — Advising on securities | 2016-02-12 | 2023-06-30 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
RO | Type 9 — Asset management | 2016-02-12 | 2023-06-30 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 1 — Dealing in securities | 2015-10-02 | 2016-02-12 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 4 — Advising on securities | 2015-10-02 | 2016-02-12 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 9 — Asset management | 2015-10-02 | 2016-02-12 |